respondeat superior (2024)

Respondeat superior is a legal doctrine, most commonly used in tort, that holds an employer or principal legally responsible for the wrongful acts of an employee or agent, if such acts occur within the scope of the employment or agency. Typically whenrespondeatsuperioris invoked, a plaintiff will look to hold both the employer and the employee liable. As such, a court will generally look to the doctrine ofjoint and several liabilitywhen assigning damages.

Jurisdictional Differences

There is not a national standard for respondeat superior. Because states create their own standards for the doctrine, different jurisdictions will use different tests to proverespondeatsuperior. However, most jurisdictions will use 1 of the following 2 tests:

  1. Benefits Test
    1. When the employee’s social or recreational pursuits on the employer’s premises after hours are endorsed by the express or implied permission of the employer and are conceivably of some benefit to the employer, then the employer is liable for harm resulting from the employee’s actions.
  2. Characteristics Test
    1. If the employee's action is common enough for that job that the action could be fairly deemed to be characteristic of the job, then the employer will be liable for harm resulting from the employee’s actions.

Strict Liability Comparison

A court will choose to apply the doctrine of respondeat superiorto an employer, regardless of how closely the employer was monitoring the employee. As such,respondeat superiormay be compared with strict liability.

Exceptions

Independent Contractors

Respondeat superiorapplies to employees, but not to independent contractors.

The Third Restatement of Torts helps to outline the difference between an employee and an independent contractor for the purpose ofrespondeat superior. It presents a fairly thorough balancing test:

  1. the extent of control that the agent and the principal have agreed the principal may exercise over details of the work
  2. whether the agent is engaged in a distinct occupation or business
  3. whether the type of work done by the agent is customarily done under a principal’s direction or without supervision
  4. the skill required in the agent’s occupation
  5. whether the agent or the principal supplies the tools and other instrumentalities required for the work and the place in which to perform it
  6. the length of time during which the agent is engaged by a principal
  7. whether the agent is paid by the job or by the time worked
  8. whether the agent’s work is part of the principal’s regular business
  9. whether the principal and the agent believe that they are creating an employment relationship
  10. whether the principal is or is not in business.
  11. the extent of control that the principal has exercised in practice over the details of the agent’s work."
Federal Employees

Under the Westfall Act, federal employees will not be held liable for wrongdoings committed during the scope of their employment.

Further Reading

For more on the doctrine ofrespondeat superior, please see this Santa Clara Law Review article,this Michigan Law Review article, and this Louisiana Law Review article.

respondeat superior (2024)

FAQs

What are the three conditions required for respondeat superior? ›

Corporate liability under respondeat superior generally requires three elements: (1) the agent of the corporation committed the crime, (2) while acting within the scope of the agent's authority, (3) with an intent to benefit the corporation.

What does respondeat superior mean that superior should answer or pay for torts of employees that occur in the course and scope of employment? ›

Respondeat superior is a legal doctrine, most commonly used in tort, that holds an employer or principal legally responsible for the wrongful acts of an employee or agent, if such acts occur within the scope of the employment or agency.

What is an example of a respondeat superior? ›

What is an example of respondeat superior? There are many examples of respondeat superior. If a delivery driver causes a crash while delivering a package for his employer, respondeat superior may dictate that the company employing the driver is held accountable for resulting losses.

What three elements must be present to prove liability for respondeat superior to apply? ›

Three conditions required to rely upon respondeat superior
  • The individual was an employee when the injury occurred.
  • The employee was acting within the scope of his or her employment.
  • The activities of the employee were a benefit to the employer.

What could prove to be an exception to the employer liability respondeat superior doctrine )? ›

If no right of control exists, the relationship is an employer-independent contractor relationship and not an employer-employee relationship. Respondeat superior does not apply when the one employed is an independent contractor.

Does respondeat superior mean that I am fully protected from a lawsuit? ›

The Doctrine of Respondeat Superior

This doctrine imposes vicarious liability on the employer for the employee's actions within the scope of business. Basically an employer can be held liable for actions without regard for personal fault committed by employees within the scope of business.

How to avoid respondeat superior? ›

Employer defenses against respondeat superior liability

Establishing that an employee committed an intentional wrong, which makes it unlikely that he or she was acting within the scope of employment.

Which type of negligence case is normally associated with respondeat superior? ›

Negligent/Intentional torts. Respondeat superior applies to both negligent and intentional torts: if an employer orders the employee to assault a customer, the employer is unquestionably liable for the assault.

What is the respondeat superior going and coming rule? ›

Under the doctrine of respondeat superior, employers are vicariously liable for wrongs committed by employees during the course and scope of their employment. However, under the “going and coming” rule, employers are not liable for employees acts while on their way to and from work.

What is the justification for respondeat superior? ›

Courts have justified criminal respondeat superior on the grounds that it “increase[s] incentives for corporations to monitor and prevent illegal employee conduct.”2 This reasoning assumes that imposing broad liability and dire sanctions on corporations for their agents' actions will prompt them to take steps to ...

What is the principle of respondeat superior? ›

Respondeat superior (Latin: "let the master answer"; plural: respondeant superiores) is a doctrine that a party is responsible for (and has vicarious liability for) acts of his agents.

Who will not be liable when it comes to the doctrine of respondeat superior? ›

It is important to point out that the doctrine of respondeat superior does not apply to independent contractors, only employees. However, many employers illegally misclassified employees as independent contractors, but that is an entirely different topic and would have to be investigated by your attorney.

How to plead respondeat superior? ›

Specifically, in order for respondeat superior to apply, the actions of the employee must have been taken in the “furtherance of a legitimate business interest” of the employer. That phrase applies uniformly to all cases analyzed above.

Is respondeat superior an affirmative defense? ›

Self-defense, entrapment, insanity, necessity, and respondeat superior are some examples of affirmative defenses. Under the Federal Rules of Civil Procedure Rule 56, any party may make a motion for summary judgment on an affirmative defense.

Which of the following is needed for a lawsuit to succeed under respondeat superior? ›

Which of the following is needed for a lawsuit to succeed under respondeat superior? The employer benefited from the action the employee was performing when the injury occurred.

Under what circ*mstances would respondeat superior apply? ›

Respondeat Superior applies in cases where the plaintiff proves three things:
  • The injury occurred while the defendant was working for the employer.
  • The defendant was acting within the scope of her employment.
  • The defendant was performing an act in furtherance of the employer's interest.

What is a true statement regarding respondeat superior? ›

Respondeat superior is the doctrine that states that an employer is responsible for an employee. More precisely, it states that a master is liable for torts of its servants committed in the course of their service. Respondeat superior is NOT exculpatory and does not eliminate ordinary negligence doctrine.

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